| ID | Date | Month | Category | Regulatory Update | Details |
|---|---|---|---|---|---|
| 1 | 02-11-2022 | November | Corporate | MSE issues Circular for Submission of Internal Audit Report for the Half Year ended September 30, 2022 | CLICK HERE |
| 2 | 02-11-2022 | November | Corporate | MSE issues Circular for Registration of the Reporting Entities (REs) in FINnet 2.0 system and compliance to the supplementary guidelines issued by FIU in 2022 | CLICK HERE |
| 3 | 02-11-2022 | November | Corporate | MSE issues Circular for Investor Charter – Escalation Matrix | CLICK HERE |
| 4 | 02-11-2022 | November | Corporate | MSE issues Circular for Validation of Instructions for Pay-In of Securities from Client demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations | CLICK HERE |
| 5 | 02-11-2022 | November | Corporate | MCX issues Circular for System Audit of Trading Member – Terms of Reference updated | CLICK HERE |
| 6 | 02-11-2022 | November | Corporate | MCX issues Circular for Reminder for Submission of Half Yearly Networth Certificate as on September 30, 2022 | CLICK HERE |
| 7 | 02-11-2022 | November | Corporate | MCX issues Circular for Submission of Internal Audit Report and data pertaining to Risk Based Supervision | CLICK HERE |
| 8 | 02-11-2022 | November | Corporate | CDSL notifies block mechanism in demat account of clients undertaking sale transactions | CLICK HERE |
| 9 | 02-11-2022 | November | Corporate | NSDL issues Circular for Insurance Coverage and Self-excess Limit | CLICK HERE |
| 10 | 02-11-2022 | November | Corporate | BSE issues notice for Validation of Instructions for Pay-In of Securities from Client demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations | CLICK HERE |
Subscribe to our regulatory updates and stay on top of the compliances