ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 01-09-2023 | September | Corporate | NCDEX issues Circular for Reminder-Nomination for Eligible Trading and Demat Accounts | CLICK HERE |
2 | 01-09-2023 | September | Corporate | NCCL issues Circular for Format of Report downloads - Risk Management | CLICK HERE |
3 | 01-09-2023 | September | Corporate | BSE issue notice for Trading and Settlement Programme for EGR Segment for the Period From 01.09.2023 TO 30.09.2023 | CLICK HERE |
4 | 01-09-2023 | September | Corporate | BSE issue notice for Payment of SEBI Turnover Fees across segments including applicable GST | CLICK HERE |
5 | 01-09-2023 | September | Corporate | BSE issue notice for Operations of Trading Terminal- Update | CLICK HERE |
6 | 01-09-2023 | September | Corporate | BSE issue notice for Penalty Structure related to provisions of Upstreaming of clients� funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs) and Bank Guarantees (BGs) created out of clients' funds | CLICK HERE |
7 | 01-09-2023 | September | Corporate | BSE issue notice for Penalties/Disciplinary action(s)/charges for Non-submission of VAPT Report and/or Compliance Report and/or non-closure of open vulnerabilities. | CLICK HERE |
8 | 01-09-2023 | September | Corporate | BSE issue notice for Penalty Structure Upstreaming of clients� funds by Stock-brokers (SBs) / Clearing Members (CMs) | CLICK HERE |
9 | 01-09-2023 | September | Corporate | BSE issue notice for Enhancements in EOD file formats of Equity Derivatives & Currency Derivatives segments | CLICK HERE |
10 | 01-09-2023 | September | Corporate | NSE issues Circular regarding Filing of Abridged Prospectus of Public Issues in XBRL format | CLICK HERE |
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