ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 22-11-2023 | November | Corporate | NSDL issues Circular for The Financial Action Task Force (FATF) Public statement on jurisdictions on call for action and increased monitoring - October 2023 Plenary | CLICK HERE |
2 | 22-11-2023 | November | Corporate | BSE issue notice for Reminder for Submission of Half Yearly Internal Audit Report by Clearing Members for the half year ended September 30, 2023 | CLICK HERE |
3 | 22-11-2023 | November | Corporate | BSE issue notice for Reminder for submission of Internal Audit Report for the half year ended September 30, 2023 | CLICK HERE |
4 | 22-11-2023 | November | Corporate | BSE issue notice for Revised Penalty Structure w.r.t. Unauthorised trades executed in the clients’ account | CLICK HERE |
5 | 22-11-2023 | November | Corporate | NSE issues press release for caution for investors w.r.t person named “Amit Choudhary” | CLICK HERE |
6 | 22-11-2023 | November | Corporate | NSE issues press release for caution for investors w.r.t persons named “Mayur Patel” and “Rohit Patel” | CLICK HERE |
7 | 22-11-2023 | November | Corporate | NSE issues Circular regarding Reminder for Submission of Risk Based Supervision Data for the half year ended September 30, 2023 | CLICK HERE |
8 | 22-11-2023 | November | Corporate | NSE issues Circular regarding Reminder for Submission of System Audit Report for the half year ended September 30, 2023 | CLICK HERE |
9 | 22-11-2023 | November | Corporate | NSE issues Circular regarding Reminder for Submission of Cyber Security and Cyber Resilience Audit Report for the half year ended September 30, 2023. | CLICK HERE |
10 | 22-11-2023 | November | Corporate | NSE issues Circular regarding Reminder for Submission of Half Yearly Internal Audit Report by Clearing Members for the half year ended September 30, 2023 | CLICK HERE |
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