ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 15-10-2024 | October | Corporate | NCDEX issues circular regarding Cyber Security and Cyber Resilience Audit of Trading Members (Type-III) | CLICK HERE |
2 | 15-10-2024 | October | Corporate | NCDEX issues circular regarding Mandatory Reporting of National Company Law Tribunal (NCLT) proceedings by Members | CLICK HERE |
3 | 15-10-2024 | October | Corporate | MSE issues circular regarding Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011 | CLICK HERE |
4 | 15-10-2024 | October | Corporate | MCX issues circular regarding Reminder - Submission of Annual Returns and Annual Confirmations for Financial Year 2023-24 | CLICK HERE |
5 | 15-10-2024 | October | Corporate | NSDL issues Addendum to NSDL Circular on Amendment to Business Rule of NSDL w.r.t Settlement Fees | CLICK HERE |
6 | 15-10-2024 | October | Corporate | NSDL issues SEBI Circular on Specific due diligence of investors and investments of AIFs | CLICK HERE |
7 | 15-10-2024 | October | Corporate | BSE issues notice regarding Clarifications on Reporting of Segregation and Monitoring of collateral at Client level Submission | CLICK HERE |
8 | 15-10-2024 | October | Corporate | BSE issues notice regarding Submission of Half yearly Networth Certificate as on September 30, 2024 | CLICK HERE |
9 | 15-10-2024 | October | Corporate | BSE issues notice regarding Submission of Half Yearly Internal Audit Report by Clearing Members | CLICK HERE |
10 | 15-10-2024 | October | Corporate | SEBI issues Circular regarding Monitoring Shareholding of Market Infrastructure Institutions (MIIs) | CLICK HERE |
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