ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 06-05-2024 | May | Corporate | SEBI issues circular for Portfolio Managers - Facilitating ease in digital on-boarding process for clients and enhancing transparency through disclosures | CLICK HERE |
2 | 06-05-2024 | May | Corporate | SEBI issues circular regarding Facilitating collective oversight of distributors for Portfolio Management Services(PMS)through APMI | CLICK HERE |
3 | 06-05-2024 | May | Corporate | SEBI issues circular regarding Framework for administration and supervision of Research Analysts and Investment Adviser | CLICK HERE |
4 | 06-05-2024 | May | Corporate | BSE issue notice for Intimation of credit of Dividend into attached bank accounts of notified parties under Special Court (TORTS) Act 1992 | CLICK HERE |
5 | 06-05-2024 | May | Corporate | NCDEX issues circular for Discontinuation of Client Level Cash and Cash Equivalent Balances | CLICK HERE |
6 | 06-05-2024 | May | Corporate | NCDEX issues circular for Cyber Security and Cyber Resilience Audit of the Members of the Exchange | CLICK HERE |
7 | 06-05-2024 | May | Corporate | NCDEX issues circular for Empanelment of Back Office Vendors | CLICK HERE |
8 | 06-05-2024 | May | Corporate | NCDEX issues circular for System Audit by the members of the Exchange | CLICK HERE |
9 | 06-05-2024 | May | Corporate | NCDEX issues Master Circular- ISC and Arbitration Department | CLICK HERE |
10 | 06-05-2024 | May | Corporate | NCCL issues circular for Format of Report downloads - Risk Management | CLICK HERE |
Subscribe to our regulatory updates and stay on top of the compliances