ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 20-11-2024 | November | Corporate | BSE issues notice regarding Reminder for submission of System Audit of Stock Brokers / Trading members for the half year ended September 30, 2024 | CLICK HERE |
2 | 20-11-2024 | November | Corporate | BSE issues notice regarding Reminder for submission of Cyber Security and Cyber Resilience Audit Report of Stock Brokers / Trading members for the half year ended September 30, 2024 | CLICK HERE |
3 | 20-11-2024 | November | Corporate | BSE issues notice regarding Reminder for submission of Risk Based Supervision (RBS) - Submission of information for the period April 01, 2024 - September 30, 2024 | CLICK HERE |
4 | 20-11-2024 | November | Corporate | BSE issues notice regarding Reminder for Submission of Internal Audit report for the half yearly ended September 30, 2024 | CLICK HERE |
5 | 20-11-2024 | November | Corporate | BSE issues notice regarding SoPs to guide PEs in registering their PE-TM chain binding on the DLT platform -reg | CLICK HERE |
6 | 20-11-2024 | November | Corporate | NSE issues Circular for Schedule of Client Collateral Segregation Reporting on account of Assembly Elections - 2024 in Maharashtra | CLICK HERE |
7 | 20-11-2024 | November | Corporate | NSE issues Circular regarding Reminder for submission of Internal Audit Report for the half year ended September 30, 2024 | CLICK HERE |
8 | 20-11-2024 | November | Corporate | NSE issues Circular regarding Reminder for submission of Cyber Security & Cyber Resilience AuditReportfor the half year ended September 30, 2024 | CLICK HERE |
9 | 20-11-2024 | November | Corporate | NSE issues Circular regarding Reminder for submission of System Audit Report for the half year ended September 30, 2024 | CLICK HERE |
10 | 20-11-2024 | November | Corporate | NSE issues Circular regarding Reminder for Submission of Risk Based Supervision Data for the period April 01, 2024 - September 30, 2024 (Half Year ended September - 2024) | CLICK HERE |
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