ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 14-10-2024 | October | Corporate | BSE issues notice regarding Cyber Security and Cyber Resilience Audit of Trading Members (Type-III) | CLICK HERE |
2 | 14-10-2024 | October | Corporate | BSE issues notice regarding Enhancement of operational efficiency and Risk Reduction – Operating guidelines for Pay-out of securities directly to client demat account – CUSPA / CSMFA & Internal Auction Vis-Vis Self Auction – Change In Payout Schedule & Revision In Implementation Date | CLICK HERE |
3 | 14-10-2024 | October | Corporate | BSE issues notice regarding Enhancement of operational efficiency and Risk Reduction - Pay-out of securities directly to client demat account - Extension of Timelines | CLICK HERE |
4 | 14-10-2024 | October | Corporate | BSE issues notice regarding Charges for not uploading the IML/BOLT TWS/BOLT PLUS Location information for the month of September 2024 | CLICK HERE |
5 | 14-10-2024 | October | Corporate | BSE issues notice regarding Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011 | CLICK HERE |
6 | 14-10-2024 | October | Corporate | BSE issues notice regarding Download of Penalty Report for modification of Client Codes of non-institutional trades (All Segments) | CLICK HERE |
7 | 14-10-2024 | October | Corporate | BSE issues notice regarding Advisory for Stockbroker – Member onboarding for CERT-In Cyber Swachhta Kendra (CSK) | CLICK HERE |
8 | 14-10-2024 | October | Corporate | NSE issues Circular regarding Extension of Timeline - Enhancement of operational efficiency and Risk Reduction - Pay-out of securities directly to client demat account | CLICK HERE |
9 | 14-10-2024 | October | Corporate | NSE issues Circular regarding Submission of Half Yearly Internal Audit Report by Clearing Members for half year ended September 30, 2024 | CLICK HERE |
10 | 14-10-2024 | October | Corporate | NSE issues Circular regarding Revision in FAQ’s and reporting format of Margin Trading Facility (MTF) | CLICK HERE |
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