ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 02-11-2022 | November | Corporate | MCX issues Circular for Reminder – Submission of Internal Audit Report and data pertaining to Risk Based Supervision | CLICK HERE |
2 | 02-11-2022 | November | Corporate | NSDL issues Circular for Delay in settlement activities | CLICK HERE |
3 | 02-11-2022 | November | Corporate | NSDL issues Circular for Change in deadline time for submission of pay-in instructions on SPEED-e | CLICK HERE |
4 | 02-11-2022 | November | Corporate | BSE issues notice for Malware Advisory for Stockbrokers | Trading members | Clearing Members | CLICK HERE |
5 | 02-11-2022 | November | Corporate | BSE issues notice for Measure in respect of companies with high Promoter as well as non- Promoter ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011 | CLICK HERE |
6 | 02-11-2022 | November | Corporate | NSE issues Circular for Segregation and Monitoring of Collateral at Client Level- Reporting Format | CLICK HERE |
7 | 02-11-2022 | November | Corporate | NSE issues Circular for Dummy Securities in Master Files | CLICK HERE |
8 | 02-11-2022 | November | Corporate | NSE issues Circular for Measure in respect of companies with high Promoter as well as non- Promoter 'Encumbrance' as per Reg.28(3) of SEBI (SAST) Regulation 2011 | CLICK HERE |
9 | 02-11-2022 | November | Corporate | NSE issues Circular for Enhanced Supervision of Stock Brokers – “Trading member details” | CLICK HERE |
10 | 02-11-2022 | November | Corporate | Ministry of Finance notifies amendments in the notification No. 11/2021-Customs, dated the 1st February, 2021 | CLICK HERE |
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