ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 02-11-2022 | November | Corporate | MSE issues Circular for Investor Charter – Escalation Matrix | CLICK HERE |
2 | 02-11-2022 | November | Corporate | MSE issues Circular for Validation of Instructions for Pay-In of Securities from Client demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations | CLICK HERE |
3 | 02-11-2022 | November | Corporate | MCX issues Circular for System Audit of Trading Member – Terms of Reference updated | CLICK HERE |
4 | 02-11-2022 | November | Corporate | MCX issues Circular for Reminder for Submission of Half Yearly Networth Certificate as on September 30, 2022 | CLICK HERE |
5 | 02-11-2022 | November | Corporate | MCX issues Circular for Submission of Internal Audit Report and data pertaining to Risk Based Supervision | CLICK HERE |
6 | 02-11-2022 | November | Corporate | CDSL notifies block mechanism in demat account of clients undertaking sale transactions | CLICK HERE |
7 | 02-11-2022 | November | Corporate | NSDL issues Circular for Insurance Coverage and Self-excess Limit | CLICK HERE |
8 | 02-11-2022 | November | Corporate | BSE issues notice for Validation of Instructions for Pay-In of Securities from Client demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations | CLICK HERE |
9 | 02-11-2022 | November | Corporate | NSE issues Circular for Validation of Instructions for Pay-In of Securities from Client demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations | CLICK HERE |
10 | 02-11-2022 | November | Corporate | NSE issues Circular for Block Mechanism in demat account of clients undertaking sale transactions | CLICK HERE |
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