| ID | Date | Month | Category | Regulatory Update | Details |
|---|---|---|---|---|---|
| 1 | 29-10-2024 | October | Corporate | NESL issues Circular regarding Access to Record of Default | CLICK HERE |
| 2 | 29-10-2024 | October | Corporate | NCDEX issues circular regarding Treatment of Inactive Trading Account | CLICK HERE |
| 3 | 29-10-2024 | October | Corporate | MCX issues circular regarding Guidelines for Inactive Client Accounts | CLICK HERE |
| 4 | 29-10-2024 | October | Corporate | NSDL issues circular regarding Internal Audit of Registrar and Transfer Agents (RTAs)/ Issuers having direct connectivity with NSDL | CLICK HERE |
| 5 | 29-10-2024 | October | Corporate | NSDL issues circular regarding TRAI’s Guidelines to curb spam SMSes and misuse of Headers and Content Templates | CLICK HERE |
| 6 | 29-10-2024 | October | Corporate | BSE issues notice regarding Association of persons regulated by the Board and their agents with certain Persons | CLICK HERE |
| 7 | 29-10-2024 | October | Corporate | BSE issues notice regarding Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers and Timeline for submission of periodic reports | CLICK HERE |
| 8 | 29-10-2024 | October | Corporate | BSE issues notice regarding Periodic reporting format for Research Analysts | CLICK HERE |
| 9 | 29-10-2024 | October | Corporate | BSE issues notice regarding Clarification with respect to advertisement code for Research Analysts (RAs) | CLICK HERE |
| 10 | 29-10-2024 | October | Corporate | NSE issues Circular regarding Instructions to Principal Entities under Telecom Commercial Communication Customer Preference Regulations, 2018 | CLICK HERE |
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